Compliance

My professional qualifications are Bachelor of Applied Science (Qld University); Diploma of Financial Management (New England University) Diploma of Financial Planning (Deakin University); Certified Financial Strategist (AIOFP); Registered Tax Agent (Tax Practitioners Board Australia); Authorised Representative Finchley and Kent Pty Ltd (AFSL 555169).

John Stallman (AR No. 100 5760) and Planning IQ Nominees Pty Ltd™ ABN 84 168 327 053 (AR No. 124 9498) are Authorised Representatives of Finchley and Kent Pty Ltd ABN 50 673 291 079, holder of an Australian Financial Services Licence (AFSL No. 555169) Head Office Level 63, 25 Martin Place, Sydney, NSW 2000, Phone 1300 770 996.

As Licensee, Finchley and Kent Pty Ltd is responsible for ensuring that I, as its Authorised Representative, maintain my continuing professional development, remain up to date on the latest legislative and industry initiatives, conduct myself in a professional, diligent and ethical manner, and meet all compliance standards.

It is a legislative requirement all AFSL holders and their representatives maintain an FSG and provide it to potential clients at the earliest opportunity. An FSG is designed to inform clients and potential clients about the extent of licensing held, the products that can be recommended, and all business arrangements that may affect client’s decision to utilise services. My FSG is maintained on this website as a ready and accessible source for clients and potential clients. Please click on the following tab to download it <John Stallman FSG>

It is a legislative requirement for all AFSL holders to subscribe to the Australian Standard Privacy Guidelines and my Privacy Policy is available for download by clicking on the following tab <Finchley and Kent Privacy Policy>